Functional Committee
AUDIT COMMITTEE
| 職稱 | 姓名 | 主要經(學)歷 | 目前兼任本公司及其他公司之職務 |
|---|---|---|---|
|
獨立董事兼 |
謝劍平
|
肯特州立大學 財務博士 |
國立臺灣科技大學財金所 專任教授 國立台灣大學國際企業系 兼任教授 祥碩科技(股)公司 獨立董事 財團法人高等教育基金會董事 |
|
獨立董事 |
朱博湧
|
美國普渡大學 企管博士 |
國立交通大學管理科學系及EMBA學程兼任教授 新光鋼鐵股份有限公司 獨立董事 元太科技工業(股)公司獨立董事 聯冠國際股份有限公司董事 中太陽光科技股份有限公司董事長 |
|
獨立董事兼 |
李秉傑
|
晶元光電(股)公司董事長 工研院光電所正研究員、組長 清華大學化工博士 |
鼎元光電(股)公司董事長 環宇通訊半導體控股(股)公司董事 |
|
獨立董事 |
黃慧珠
|
美國密蘇里大學企管碩士 瑞士銀行董事總經理 / 超高淨值部台灣區主管 美林證券董事總經理 中華開發金控資深副總 / 投資銀行處主管 |
采鈺科技(股)有限公司獨立董事 鼎固控股有限公司獨立董事 譜瑞科技(股)公司獨立董事 |
COMMITTEE RESPONSIBILITIES
The main purpose of the operation of this committee is to supervise the following matters:
1. Proper presentation of the company’s financial statements.
2. Selection (dismissal), independence and performance of visa accountants.
3. Effective implementation of the company’s internal controls.
4. The company complies with relevant laws and regulations.
5. Management and control of existing or potential risks of the company.
Operation of the Audit Committee or Supervisors at Board Meetings:
1. Operation of the Audit Committee:
The Company’s Audit Committee is made up of 3 independent directors and at least one meeting is held each quarter. The Committee is responsible for the fair expression of the Company’s financial statement, the selection (release) of CPAs and their independence and performance, the effective implementation of internal control, and the management and control of the Company’s existing or potential risks. The duties of the Committee are as follows:
I. An internal control system adopted or amended pursuant to Article 14-1 of the Securities and Exchange Act.
II. Effectiveness evaluation of the internal control system.
III. According to Article 36-1 of Securities and Exchange Act, formulate or amend operating procedures for material financial business conduct including acquisition or disposal of assets, derivatives transactions, lending funds to others, providing endorsements/guarantees for others.
IV. Audit matters bearing on the personal interest of a director
V. Audits of material assets or derivatives transactions.
VI. Audits of a material monetary loan, endorsement, or provision of a guarantee.
VII. Audits of the offering, issuance, or private placement of any equity-type securities
VIII. Audits of the hiring or dismissal of an attesting CPA, or the compensation given thereto.
IX. Audits of the appointment or discharge of a financial, accounting or internal audit supervisor.
X. Audits of annual financial reports or 6-month financial reports.
XI. Audits of any other material matter so required by the competent authority.
COMMITTEE RESPONSIBILITIES
Audit committee operations
1. The Company’s Audit Committee was established on June 21, 2011, with 3 members.
2. The term of office of the current members: June 24, 2020 to June 23, 2023. As of September 30, 2022, 14 meetings have been held. The attendance of members is as follows:
| 職稱 | 姓名 | 委託出席次數 | 應出(列)席次數 | 實際出席次數 | 實際出席率 |
|---|---|---|---|---|---|
|
獨立董事 |
謝劍平 |
3 | 3 | 3 | 100% |
|
獨立董事 |
朱博湧 |
3 | 3 | 3 | 100% |
|
獨立董事 |
李秉傑 |
3 | 3 | 3 | 100% |
|
獨立董事 |
黃慧珠 |
3 | 3 | 3 | 100% |
